CAT-ASSESS

  UKOLN

Instructions for carrying out the Catalogue Audit

Profiles

Draw up a profile of your catalogue, detailing the history of system changes, cataloguing policies and any external and/or in-house standards used. Decide whether any errors will be deemed 'not applicable' because of cataloguing policies and/or system restrictions. Record these decisions for the use of those carrying out the checks.

Profile
Profile Example

Sampling

Decide on the size and method of sample to be used. You can assess the whole of your catalogue or a section of your catalogue, as long as an appropriate sample can be taken. If a system generated random sample is not possible, decide on the method for generating a quasi-random sample or a systematic sample. Record this decision and details of the method of taking the sample.

Sampling

Printouts and recording sheets

Produce documentation, printouts and recording sheets. The exact requirements depend on the type of sample and whether the system can generate printouts of individual records. In Method A, you will be working from printouts of catalogue records that are taken to the shelves. In Method B, you will be taking items from the shelves and then producing printouts of the records for checking or checking the catalogue records directly.

Workflow

Organise the workflow for the audit and put in place any additional procedures that will be required. For either of the methods, it is more efficient to locate a batch of items on the shelves and assemble these for checking elsewhere. This also enables staff without cataloguing skills to locate the items and staff with cataloguing skills to make the checks.

Workflow
Worksheet

Method A

Method B

  1. Select items from shelves according to previously decided selection rules.
  2. Check items against catalogue record in either of the following ways:
    1. Take item to catalogue, check item against catalogue record. Record error results on worksheet and annotate with any additional comments.
    2. Generate printout of catalogue record for each item. Check item details against printout. Record error results on worksheet. Annotate printout with error type and any additional comments.

Checking items against the printout or catalogue

Compiling results

The data from the worksheets can be entered into a spreadsheet or simple database with errors tallied from each field. The number of uncatalogued items found can simply be totalled. The headline figure to calculate is the proportion of records with at least one error. You should always quote it with a margin of error.

The worksheet divides fields into Group 1 (controlled headings), Group 2 (uncontrolled headings) and Group 3 (all other fields). This is intended to allow closer analysis of the source of errors.


Content by: Ann Chapman of UKOLN.
Page last revised on: 03-Jun-2005
Email comments to: web-support@ukoln.ac.uk